Stock Investment Advisor (Investment Advisory Company)
かぶしきとうしあどばいざー（とうしこもんがいしゃ）
Industry & Occupation
Classification
Summary
A specialized professional in investment advisory firms who provides stock investment advice and management services tailored to clients' asset management needs.
Description
Stock investment advisors work at investment advisory firms, developing stock investment strategies and providing operational advice tailored to the asset management goals and risk tolerance of individual and corporate investors. They analyze economic indicators, market trends, and corporate financial statements to make investment decisions, and regularly create operational reports to report to clients. Compliance with regulations such as the Financial Instruments and Exchange Act and compliance management are also important tasks. They build trusting relationships with clients through face-to-face meetings and presentations, supporting long-term asset formation.
Future Outlook
Amid continued low interest rates and market fluctuations, asset management needs are increasing, and demand for investment advisory services is expected to grow in the future. On the other hand, with the rise of AI and robo-advisors, human-specific face-to-face consulting abilities and compliance response capabilities will become key differentiators.
Personality Traits
Able to respond flexibly / Analytical orientation / Excellent communication skills / Stress tolerance / Strong sense of responsibility
Work Style
Client visits / Flexitime / Office work / Remote / Team-based
Career Path
Research Assistant → Junior Advisor → Senior Advisor → Chief Advisor → Operations Department Manager → CIO
Required Skills
Corporate Valuation / Economic Indicator Analysis / Excel (Advanced) / Financial Statement Analysis / Knowledge of Financial Instruments and Exchange Act / Statistical Analysis
Recommended Skills
English Document Reading and Writing / Financial Product Knowledge / Presentation Skills / Programming (Python, R) / Technical Analysis (Tool Operation)
Aptitudes (Strengths Preferred)
| Item | Description |
|---|---|
| Adaptability | Necessary to quickly respond to market fluctuations and regulatory changes. |
| Analytical & Logical Thinking | Ability to logically analyze stock markets and corporate financial conditions is required. |
| Attention to Detail & Accuracy | Necessary to accurately handle details such as numbers and regulations. |
| Communication Skills | Required to build trusting relationships with clients and smoothly conduct proposals. |
| Learning Agility & Knowledge Acquisition | Required to acquire knowledge in response to changes in markets and economic environments. |
| Numerical & Quantitative Analysis | Advanced mathematical skills are required for data analysis and portfolio calculations. |
| Stress Tolerance | Due to the significant psychological pressure accompanying market fluctuations. |
Aptitudes (Weaknesses Acceptable)
| Item | Description |
|---|---|
| Physical Stamina & Endurance | Mainly desk work with low physical demands. |
Related Qualifications
- Financial Planner (AFP/CFP)
- Nissho Bookkeeping Level 2
- Securities Analyst (CMA/CFA)
- Securities Representative Type 1
Aliases
- Investment Advisor
- Portfolio Advisor
- Stock Advisor
Related Jobs
- Asset Management Consultant
- Financial Planner
- Investment Strategy Analyst
- Securities Analyst