Securities Trading Clerk
ゆうかしょうけんばいばいじむいん
Industry & Occupation
Classification
- Major : Clerical Occupations
- Middle : Sales and Marketing Clerical Occupations
- Minor : Other Sales and Marketing Clerical Occupations
Summary
A job that handles clerical tasks related to securities transactions such as stocks and bonds at securities companies or financial institutions.
Description
Securities Trading Clerks work in the back-office departments of securities companies or financial institutions, handling tasks such as entering and confirming buy/sell orders for stocks and bonds, matching executions, delivery and settlement procedures, creating slips and forms, ledger management, customer information management, and responding to internal audits. They operate trading and settlement systems, supporting the safety of transactions through accurate and prompt processing. Compliance with laws and internal regulations is required, and coordination and collaboration with customers and internal departments are also important.
Future Outlook
While business efficiency improves due to automation of financial systems and RPA introduction, stable demand is expected from increasing securities trading volume and regulatory compliance responses. The value of personnel with digital skills and compliance knowledge will increase.
Personality Traits
Can pay attention to details / Proceeds steadily / Strong sense of responsibility
Work Style
Depending on company flex time system / Office Work / Sedentary Work / Shift Work
Career Path
Securities Trading Clerk → Senior Securities Trading Clerk → Operations Leader → Back-Office Manager
Required Skills
Basic PC Operation / Business System Operation / Excel (Advanced) / Securities Trading
Recommended Skills
Automation Tool Operation / Business Improvement Proposal Skills / English Document Reading / Knowledge of Securities-Related Regulations
Aptitudes (Strengths Preferred)
| Item | Description |
|---|---|
| Attention to Detail & Accuracy | Because mistakes can lead to financial risks or legal violations. |
Aptitudes (Weaknesses Acceptable)
| Item | Description |
|---|---|
| Creativity & Ideation | Routine tasks predominate, with few opportunities for generating new ideas. |
| Initiative & Leadership | Primarily follows prescribed procedures, with few opportunities to proactively develop new tasks. |
| Physical Stamina & Endurance | Mainly desk work with low physical demands. |
Related Qualifications
- JCCI Bookkeeping Certification
- Securities Representative Type 1
- Securities Representative Type 2
Aliases
- Securities Clerk
- Securities Trading Clerk
Related Jobs
- Financial Clerk
- Securities Analyst
- Securities Sales Representative